Today: October 04, 2024
Today: October 04, 2024

Latest From Chris Prentice

Americas

US securities regulator's top cop to leave agency

The U.S.

US securities regulator's top cop to leave agency
Finance

Barclays to pay $4 million to settle US CFTC charges over swap reporting

Barclays Bank PLC has agreed to pay $4 million to settle civil charges that it violated U.S. law and Commodity Futures Trading Commission regulations requiring accurate

Barclays to pay $4 million to settle US CFTC charges over swap reporting
Business|Economy|Finance

Merrill Lynch, Harvest Volatility Management to pay $9.3 million to settle SEC charges

Merrill Lynch, Pierce, Fenner & Smith and Harvest Volatility Management have agreed to pay a combined $9.3 million to settle U.S.

Business

Top US markets regulator probing insider trading guardrails, official says

The U.S.

Top US markets regulator probing insider trading guardrails, official says
Business

US DOJ to target pre-IPO artificial intelligence frauds, top attorney says

The U.S.

US DOJ to target pre-IPO artificial intelligence frauds, top attorney says
Business

US Securities and Exchange Commission responds to challenge to new rules by private funds

The U.S.

US Securities and Exchange Commission responds to challenge to new rules by private funds
Business

Elon Musk and SEC to face off in court over Twitter testimony

The U.S.

Elon Musk and SEC to face off in court over Twitter testimony
Business

US SEC enforcement penalties fell in FY2023 even as industry bars rose -official

The U.S.

US SEC enforcement penalties fell in FY2023 even as industry bars rose -official
Business

US prosecutor who targeted spoofing misconduct leaves DOJ

The head of the U.S.

US prosecutor who targeted spoofing misconduct leaves DOJ
Business

Analysis-Elon Musk might lose his latest battle with the SEC over Twitter probe

The U.S. Securities and Exchange Commission (SEC) has taken Elon Musk to court again, and this time it may win.

Analysis-Elon Musk might lose his latest battle with the SEC over Twitter probe
Economy|Finance

Citron's Andrew Left faces US criminal charges over alleged fraud

U.S. authorities charged prominent activist short seller Andrew Left and his fund Citron Capital, alleging he had for years manipulated the market and defrauded investors

Citron's Andrew Left faces US criminal charges over alleged fraud
Business|Economy|Political

White House to nominate Goldsmith Romero soon, aiming for July hearing - source

The White House will nominate markets regulator Christy Goldsmith Romero as Federal Deposit Insurance Corporation chair imminently as it targets the week of July

White House to nominate Goldsmith Romero soon, aiming for July hearing - source
Business|Economy|Political

White House to nominate Goldsmith Romero soon, aiming for July hearing - source

The White House will nominate markets regulator Christy Goldsmith Romero as Federal Deposit Insurance Corporation chair imminently as it targets the week of July

White House to nominate Goldsmith Romero soon, aiming for July hearing - source
News

US progressive groups ask DOJ to reverse new M&A safe harbor policy

More than a dozen groups are pressing the U.S.

US progressive groups ask DOJ to reverse new M&A safe harbor policy

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