Today: November 13, 2024
Today: November 13, 2024

Latest From Chris Prentice

Business|Economy|Finance|US

Moderate Trump loyalist Jay Clayton in talks for roles in administration

Corporate attorney Jay Clayton, former head of the U.S.

Moderate Trump loyalist Jay Clayton in talks for roles in administration
Business|Finance|US

Wall Street drafts Trump wish lists over bank capital, SEC regulation

The banking and finance industries are rapidly drawing up wish lists for lighter regulation under President Donald Trump's incoming

Wall Street drafts Trump wish lists over bank capital, SEC regulation
Uncategorized

US set to unveil long-awaited crackdown on real estate money laundering

– The U.S. Treasury Department will soon propose a rule that would effectively end anonymous luxury-home purchases, closing a loophole that the agency says allows corrupt oligarchs, terrorists and other criminals to hide ill-gotten gains. The long-awaited rule is expected to require that real estate professionals such as title insurers report the identities of the beneficial owners of companies buying real estate in cash to the Treasury’s Financial Crimes Enforcement Network (FinCEN). FinCEN is slated to propose the rule sometime this month, according to its regulatory agenda, though the timeline could

US set to unveil long-awaited crackdown on real estate money laundering
Business|Finance|US

Coinbase, SEC face off in federal court over regulator's crypto authority

A federal judge pressed the U.S. securities regulator at a court hearing on Wednesday on details of its lawsuit against Coinbase, asking what

Business|Economy|Finance|US

US SEC charges 12 firms with record keeping failures

The U.S. securities regulator on Friday said it had fined 12 companies, including brokers, investment advisers and credit rating firms, for

US SEC charges 12 firms with record keeping failures
News|US

US SEC asks judge to deny Coinbase motion to dismiss its lawsuit

The U.S.

US SEC asks judge to deny Coinbase motion to dismiss its lawsuit
News|US

US to give credit to firms that disclose misconduct of companies they buy

The U.S.

US to give credit to firms that disclose misconduct of companies they buy
News|US

US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source

The U.S.

US SEC does not plan to appeal court decision on Grayscale bitcoin ETF -source
Business|Technology|US

Elon Musk asks court to reject SEC's bid to make him testify in Twitter probe

Elon Musk asked a federal judge on Thursday not to force him to testify in the U.S.

Elon Musk asks court to reject SEC's bid to make him testify in Twitter probe
News|US

Exclusive-US regulator probes banks' climate risk planning

The U.S.

Exclusive-US regulator probes banks' climate risk planning
News|US

US SEC says no to new crypto rules; Coinbase to challenge

The U.S.

US SEC says no to new crypto rules; Coinbase to challenge
Business|Finance|Stock Markets|US

Morgan Stanley to pay $249 million to settle block trading probe

Morgan Stanley agreed to pay $249.4 million to end years-long criminal and civil investigations into its handling of large stock

Morgan Stanley to pay $249 million to settle block trading probe
Business|Finance

ADM postpones some exec bonuses amid accounting probe -memo

Archer-Daniels-Midland Co will delay paying performance bonuses to some executives until its financial statements are completed and audited,

ADM postpones some exec bonuses amid accounting probe -memo
News|US

Exclusive-US regulator drops some emissions disclosure requirements from draft climate rules

The U.S.

Exclusive-US regulator drops some emissions disclosure requirements from draft climate rules
Business|Finance|Stock Markets|US

ADM pays bonuses to senior executives in midst of government investigation, documents show

Senior executives at Archer-Daniels-Midland Co, the grain trader under government investigation for accounting issues, will receive

ADM pays bonuses to senior executives in midst of government investigation, documents show
Business|Technology|US

US seeks 3 years prison for Binance founder Zhao

U.S. prosecutors want Changpeng Zhao, the founder and former chief executive of Binance, the world's largest cryptocurrency exchange, to

US seeks 3 years prison for Binance founder Zhao
Business|Crime|US

McKinsey faces US criminal probe over opioids work, sources say

McKinsey & Co is under criminal investigation in the United States over allegations that the consulting firm played a key role in

McKinsey faces US criminal probe over opioids work, sources say
Business|Finance|Technology|US

In Tesla Autopilot probe, US prosecutors focus on securities, wire fraud

U.S. prosecutors are examining whether Tesla committed securities or wire fraud by misleading investors and consumers about its electric vehicles’ self-

In Tesla Autopilot probe, US prosecutors focus on securities, wire fraud
News|US

JPMorgan poised to pay $100 million over CFTC trade reporting violations, source says

The U.S.

JPMorgan poised to pay $100 million over CFTC trade reporting violations, source says
News|US

What is the US SEC's in-house court under Supreme Court review?

The U.S.

What is the US SEC's in-house court under Supreme Court review?
News|US

US official says no decision yet on whether to prosecute Boeing

The U.S.

US official says no decision yet on whether to prosecute Boeing
Finance|Technology

Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says

The timing for when exchange-traded funds (ETFs) tied to the cryptocurrency ether can begin trading depends largely on how quickly issuers respond to the

Timing for US ether ETF launches depends on how fast issuers can move, SEC chair says
Business|Finance|US

White House close to tapping Goldsmith Romero to head FDIC, WSJ reports

The White House is close to naming derivatives regulator Christy Goldsmith Romero to replace Martin Gruenberg to head the Federal Deposit

White House close to tapping Goldsmith Romero to head FDIC, WSJ reports
News|US

As Supreme Court decisions loom, a legal assault is weakening SEC's power

A legal assault on the U.S.

As Supreme Court decisions loom, a legal assault is weakening SEC's power
News|US

Biden taps CFTC commissioner Goldsmith Romero to lead scandal-hit FDIC

U.S.

Biden taps CFTC commissioner Goldsmith Romero to lead scandal-hit FDIC

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